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Methodological support for strategic sustainable development work in municipalities and regions
Blekinge Institute of Technology, Faculty of Engineering, Department of Strategic Sustainable Development.ORCID iD: 0000-0001-9602-4135
2023 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

Municipal and regional actors have key roles to play in society’s transition to sustainability. However, co-creating sustainable visions and effective governance towards these is a complex challenge and decision-makers often lack an overarching systems perspective. This can lead to solutions in one area causing problems in another, unnecessary goal conflicts, and slow progress. Despite some progress in addressing sustainability issues, capacity to coordinate efforts across sectors to address the full scope of the challenge is often missing. 

The primary aim of this work was to explore how leaders in municipalities and regions can be sufficiently supported in their missions to enhance cross-sectoral strategic sustainable development (SSD) work. This was pursued together with eight Swedish municipalities, two Swedish regions, one Finnish region, and the Swedish eco-municipalities network. An action research project was carried out in two phases over a total of seven years. 

The first phase involved investigating, through focus group discussions, practitioners’ perspectives on what hinders and enables effective sustainability transitions. This revealed a reductionist view also on barriers and enablers and confirmed the need for a more holistic systems perspective. 

The action research included testing of a preliminary model for implementation of the Framework for Strategic Sustainable Development (FSSD) in support of long-term SSD work across sectors. The model was evaluated through observations, dialogues, round-table discussions and a survey, regarding strengths, weaknesses, barriers, and enablers, and was found to be helpful as an illustration of how such work could ideally play out in municipal and regional contexts. However, without external expert facilitators, the work with the model was seen to fade out and needs for complementary tools to avoid that were identified, developed, and combined with the implementation model into a support portfolio. A key asked-for support was ways to involve and engage top leaders into active participation upfront and an approach to achieve this was explored together with one of the participating municipalities. Furthermore, a vagueness in how social sustainability is approached was frequently observed, which called for a study to build a nuanced understanding of municipal social sustainability work.

The second phase of the action research project included a deepened case study of the Finnish region. Despite advanced collaboration platforms and structures, parts of the SSD approach still seemed to have eroded somewhat over time. This circumstance, and other observations, lead to a study of what is required for long-term continuation of SSD work in municipalities and regions, resulting in eight conditions for continuity to be regularly considered.

The combination of the FSSD as core, its implementation model, complementary tools, and the eight conditions for continuity constitutes a support portfolio for SSD work in municipalities and regions as a final collective contribution of this thesis work. This will be further tested and refined in new contextual settings.

Place, publisher, year, edition, pages
Karlskrona: Blekinge Tekniska Högskola, 2023.
Series
Blekinge Institute of Technology Doctoral Dissertation Series, ISSN 1653-2090 ; 3
Keywords [en]
sustainability, strategic sustainable development, cross-sectoral collaboration, action research, municipalities and regions, methodological support
National Category
Social Sciences Interdisciplinary
Research subject
Strategic Sustainable Development
Identifiers
URN: urn:nbn:se:bth-24352ISBN: 978-91-7295-452-6 (print)OAI: oai:DiVA.org:bth-24352DiVA, id: diva2:1741805
Public defence
2023-05-05, J1630 + Zoom, Campus Karlskrona, 13:00 (English)
Opponent
Supervisors
Available from: 2023-03-21 Created: 2023-03-07 Last updated: 2023-04-14Bibliographically approved
List of papers
1. Understanding governance barriers and enablers for municipal and regional transition towards sustainability—Presenting a comprehensive diagnostic tool based on six case studies in Sweden
Open this publication in new window or tab >>Understanding governance barriers and enablers for municipal and regional transition towards sustainability—Presenting a comprehensive diagnostic tool based on six case studies in Sweden
2023 (English)In: Geo: Geography and Environment, E-ISSN 2054-4049, Vol. 10, no 1Article in journal (Refereed) Published
Abstract [en]

Municipal and regional leaders' achievements for synchronised sustainability transitions are still not enough. Systemic, systematic and strategic cross-sectoral collaboration and co-creation are needed. However, sectors isolated in silos leads to suboptimal measures and strategies, and a reductionist view on what hinders and enables joint action towards full sustainability. Consequently, methodological support for addressing the coordinative challenge is often not asked for. This study investigates the observed reductionist perspective as foundation for developing enhanced methodological support for strategic sustainable development (SSD) and further aimed to gain insight into how leaders can be better supported to understand their current reality of barriers and enablers for cross-sectoral SSD work and to prototype such support. Results from fieldwork with leaders in six municipalities and regions suggest that both frequency and depth of barriers and enablers in relation to elements for SSD are insufficient. Nine categories were identified and combined with SSD core elements into a diagnostic tool.

Place, publisher, year, edition, pages
John Wiley & Sons, 2023
Keywords
barriers and enablers, diagnostic tool, municipalities and regions, strategic sustainable development, sustainability transition
National Category
Social Sciences Interdisciplinary
Identifiers
urn:nbn:se:bth-20577 (URN)10.1002/geo2.118 (DOI)000938138200001 ()2-s2.0-85162155430 (Scopus ID)
Funder
European Regional Development Fund (ERDF)
Available from: 2020-10-23 Created: 2020-10-23 Last updated: 2023-06-30Bibliographically approved
2. An overarching model for cross-sector strategic transitions towards sustainability in municipalities and regions
Open this publication in new window or tab >>An overarching model for cross-sector strategic transitions towards sustainability in municipalities and regions
2020 (English)In: Sustainability, E-ISSN 2071-1050, Vol. 12, no 17, article id 7046Article in journal (Refereed) Published
Abstract [en]

Municipal and regional governments can play a key role in global society's transition towards sustainability. However, municipal leaders often lack a sufficient overview of sustainability and thereby the capacity to coordinate efforts across sectors. Several municipal planning frameworks are available but vary greatly in terms of definitions, scope, and hands-on advice on processes. To complement and unify approaches, the framework for strategic sustainable development (FSSD) has been developed. It utilizes backcasting from operational boundary conditions for the full scope of social and ecological sustainability. This study aims to evaluate a recently developed model for long-term implementation of FSSD across sectors for more cohesive cooperation towards sustainability. This is done through participatory action research (PAR) in ten Swedish municipalities and regions. The evaluation is done to examine if the implementation model (i) lives up to its purpose to help sectors cooperate effectively by using the FSSD as a shared mental model, (ii) aid the handling of previously identified barriers to strategic sustainable development in municipalities and regions, (iii) may contain barriers of its own for appropriate use and (iv) has room for improvement. We used observations, dialogues, and surveys to capture the strengths, weaknesses, enablers, and barriers of the preliminary implementation model. While the compliance of the model varied, our findings show a general appreciation and identified the needs for the approach. From experiencing barriers for the application of the model, practitioners provided several ideas for additional support, such as assessment and alignment support of on-going work and further developed guiding material. In a second phase of the PAR project, application of the implementation model will continue, and such additional support will be developed and evaluated. © 2020 by the authors.

Place, publisher, year, edition, pages
MDPI AG, 2020
Keywords
Cross-sector collaboration, Evaluation, Municipalities and regions, Participatory action research, Strategic sustainable development, compliance, model, participatory approach, strategic approach, sustainability, sustainable development, Sweden
National Category
Social Sciences Interdisciplinary
Identifiers
urn:nbn:se:bth-20422 (URN)10.3390/su12177046 (DOI)000571103700001 ()
Note

open access

Available from: 2020-09-21 Created: 2020-09-21 Last updated: 2023-03-07Bibliographically approved
3. An approach to involve municipal leaders into strategic decision-making for sustainability—A case study
Open this publication in new window or tab >>An approach to involve municipal leaders into strategic decision-making for sustainability—A case study
2022 (English)In: Frontiers in Sustainable Cities, E-ISSN 2624-9634, Vol. 4, article id 895962Article in journal (Refereed) Published
Abstract [en]

To systematically address the sustainability challenge, local and regional government leaders are key actors to facilitate action-oriented dialogues between practitioners from different sectors and disciplines. However, to address sustainability in collaboration is a complex challenge and leaders as well as practitioners need methodological support. This study is an off shot of an Action Research project that tested and developed an implementation model for cross-sector strategic transitions towards sustainability. While the implementation model as such gained appreciation for the scientifically robust overarching approach, our learnings from four years of action research with ten Swedish municipalities and regions point to needs of additional support regarding application guidelines for the methodology to be autonomously viable after introductions and moderated sessions facilitated by the research team. Example needs include support for capacity building for strategic sustainable development (SSD), advise for how to recruit leaders into the process upfront and support for valuing and aligning previous and on-going work for sustainability. This paper presents such support. It is based on a combination of conceptual SSD analyses and dialogue with initiated people within local or regional governments. In the dialogue, participants were supported to identify gaps in terms of capacity for an SSD approach to improve cross-sector strategies towards the full scope of social and ecological sustainability, and to better align existing methods, processes, and routines into cohesive actions. The procedure was designed, tested, and refined through interaction within one municipality. The feedback was that through applying the support, government leaders can better prepare for and prioritize their strategic actions for sustainability and search for good examples and best practices with enhanced precision. Forthcoming research will test and further refine the support.

Place, publisher, year, edition, pages
Frontiers Media S.A., 2022
National Category
Social Sciences Interdisciplinary
Identifiers
urn:nbn:se:bth-20578 (URN)10.3389/frsc.2022.895962 (DOI)000911597800001 ()2-s2.0-85137245197 (Scopus ID)
Note

Open access

This research was funded by The National Association of Swedish Eco-municipalities and the municipalities of Hudiksvall, Karlskrona, and Lerum.

Available from: 2020-10-23 Created: 2020-10-23 Last updated: 2023-03-07Bibliographically approved
4. Learnings from emerging implementation of strategic sustainable development in a regional context– the case of Åland
Open this publication in new window or tab >>Learnings from emerging implementation of strategic sustainable development in a regional context– the case of Åland
Show others...
2022 (English)In: PROCEEDINGS of the 28th Annual Conference, International Sustainable Development Research Society: Sustainable Development and Courage: Culture, Art and Human Rights / [ed] Peter Dobers, Malin Gawell, Gärde, Stockholm: Södertörns högskola, 2022Conference paper, Published paper (Refereed)
Abstract [en]

An implementation model for a systemic, systematic, and strategic approach to integrate sustainability across sectors has been tested and developed further within a four-years action research project. Valuable insights on how the approach can be best introduced to facilitate broad application can be gained already from test uses of the preliminary model and this study aims to evaluate and learn from one of the regions participating, Åland (an autonomous protectorate of the Republic of Finland). With a comprehensive sustainability initiative for the whole community, including funding and human resources in place, Åland had particularly favourable conditions and came out as best practice in the research project. We examined what had been done and how initiatives have been received through interviews with process leaders and stakeholders from different sectors of society and through desktop reviews. Key success factors and challenges for the work were put in relation to elements of the implementation model. Indeed, the work has come a long way in terms of collaboration platforms and structures, and much can be learnt from at the Åland case. However, parts of the strategic sustainable development (SSD) perspective are seemingly forgotten or in hibernation. Reintroducing and reinforcing concrete SSD informed processes and support could arguably address several of the expressed challenges while making use of key success factors, such as the capacity building centre.

Place, publisher, year, edition, pages
Stockholm: Södertörns högskola, 2022
Keywords
Urban transition, Strategic sustainable development, Municipalities and Regions
National Category
Social Sciences Interdisciplinary
Research subject
Strategic Sustainable Development
Identifiers
urn:nbn:se:bth-24350 (URN)978-91-89504-17-2 (ISBN)
Conference
28th Annual Conference, International Sustainable Development Research Society in Stockholm, Sweden, June 15-17, 2022.
Available from: 2023-03-06 Created: 2023-03-06 Last updated: 2023-03-21Bibliographically approved
5. The Organization of Social Sustainability Work in Swedish Eco-Municipalities
Open this publication in new window or tab >>The Organization of Social Sustainability Work in Swedish Eco-Municipalities
2022 (English)In: Sustainability, E-ISSN 2071-1050, Vol. 14, no 5, article id 2770Article in journal (Refereed) Published
Abstract [en]

Even though large parts of a municipal administration's work are aligned with social sustainability, this dimension has been somewhat more challenging and there seems to be a vast diversity in how it is approached. Academic literature on the systematic organization of this work is sparse. The aim of this study was to understand how Swedish municipalities organize their work with social sustainability and to find best practices. A survey among 21 municipalities and follow-up interviews with three of them were conducted. The study revealed that the organization of social sustainability work varies considerably among municipalities and that no simple patterns relating to size or existing organizational structures can be detected. Each municipality seems to be finding its own way and is more or less successful in strategically working with this area. Best practice focused on creating additional structures for collaboration across departments, with external actors, and across sectors to at least partly overcome the silo approach engrained in a municipal structure. It was also connected to the active involvement of leaders, clear mandates, and that a common vision for social sustainability was communicated. These lessons can be transferred to other municipalities and help them move towards social sustainability in a strategic way.

Place, publisher, year, edition, pages
MDPI, 2022
Keywords
local administration, social sustainability, strategic sustainable development, municipal planning, STRATEGIC APPROACH, DECISION-MAKING, PART 2, FRAMEWORK, BARRIERS, POLICY, PRINCIPLES, DIALOGUE, CITIES
National Category
Social Sciences Interdisciplinary
Identifiers
urn:nbn:se:bth-22806 (URN)10.3390/su14052770 (DOI)000768967100001 ()
Note

open access

Available from: 2022-04-01 Created: 2022-04-01 Last updated: 2023-03-07Bibliographically approved
6. How to enhance continuity of strategic sustainable development work in municipalities and regions
Open this publication in new window or tab >>How to enhance continuity of strategic sustainable development work in municipalities and regions
(English)Manuscript (preprint) (Other academic)
Abstract [en]

The Framework for Strategic Sustainable Development (FSSD) is purposed to support a generic systems approach for strategic sustainable development (SSD) work, and a model for its broad implementation for iterative, cross-sector collaboration has been proposed. Previous studies have identified barriers and enablers for the implementation of the FSSD as well as needs for complementary tools for effective SSD work in municipalities and regions. Long-lasting application has been seen to be difficult without continuous support by SSD experts to moderate cross-sector dialogues according to the FSSD implementation model. Another noted problem is that top leaders only rarely actively engage in the cross-sector analyses, planning and follow-up. With more active engagement from top leaders, it is likely that the risk for cross-sector SSD work to fade out over time would decrease, and with that, subsequent risks for suboptimizations and deviations from transitions towards fully sustainable visions would decrease. However, there has so far not been an attempt to compile and formalize a broader set of conditions for continuity of SSD work in municipalities and regions. Therefore, to guide municipal and regional leaders in their specific and evolving contexts and to make transitions less dependent on external experts, this study aimed to explore such a wider set of conditions for continuity. Experiences and learnings from initial applications of the FSSD implementation model were supplemented with further input from the field through focus group discussions and insights from highly experienced experts on facilitation of SSD work through in-depth interviews. Eight conditions for continuity, and several sub-categories for each condition, were identified and brought in to supplement the FSSD implementation model. The conditions are: (1) Active leadership for SSD, (2) Adoption of a learning by doing attitude, (3) Build on current possibilities and potentials, (4) Challenge existing structures and routines continuously, (5) Clear and continuous communication and information, (6) Inclusiveness and shared responsibility, (7) Planning and training for SSD capacity building, (8) Spread of inspiring examples for SSD work. This resulted in an improved support portfolio for hands-on, continuous, and effective cross-sectoral SSD work. The outcome is likely relevant also to the private sector, for example, in value chain operation and product-service system development.

Keywords
strategic sustainable development, municipalities and regions, long-term orientation, conditions for continuity
National Category
Social Sciences Interdisciplinary
Research subject
Strategic Sustainable Development
Identifiers
urn:nbn:se:bth-24351 (URN)
Available from: 2023-03-06 Created: 2023-03-06 Last updated: 2023-04-17Bibliographically approved

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